Joanna is a senior associate in the investment funds practice. She has experience in:
- Assisting clients in establishing and seeking SFC’s authorisation of UCITS and Hong Kong domiciled collective investment schemes and preparation of documentation
- Advising clients on private placement and marketing of funds, client agreements, SFC licensing and regulatory enquiries
- Assisting clients in obtaining SFC authorisation to provide automated trading services under Part III of the SFO.
- On-going compliance work for SFC licensed corporations and representatives as well as authorised collective investment schemes in Hong Kong