資訊洞見

Do HK SFC’s enhanced disclosure proposals go far enough?

Jeremy Lam, investment funds partner, was recently interviewed by Ignites Asia, an FT publication, regarding the SFC’s recent proposals to improve fund distribution fee disclosure.

He commented: “The SFC has taken a measured approach in setting forth its proposals. Equally, it presents an opportunity for those advisors who really are prepared and want the badge of independence.”

There is an element of distrust that has developed around the global financial services industry in recent years, which is perceived as being overly paid, not being transparent enough on disclosure, and having conflict-of-interest issues, said Jeremy.

Although the proposed changes might make it difficult for some intermediaries, what is needed in the eyes of underlying investors is for some advisors to stick their necks out and state that they are only connecting with the interests of clients, he added.

主要負責人

Jeremy Lam (林俊明)

合夥人 | 金融服務

電郵 或致電 +852 2825 9732

Portfolio Builder

Select the 本行服務 that you would like to download or add to the portfolio

Download    Add to portfolio   
Portfolio
職務 Type CV 電郵

Remove All

Download


Click here to share this shortlist.
(It will expire after 30 days.)