We are pleased to host a series of client seminars on licensing, compliance and regulatory matters. As the regulatory environment keeps changing, the role of compliance professionals in financial institutions continues to grow in importance. In this series of seminars, our licensing, compliance and regulatory team will update you on the latest developments and their impact on the marketplace.
The seminars will feature Jane McBride, head of our compliance, licensing and regulatory team.
Dates: November 7th and November 28th
Time: 1:00 pm – 2:00 pm (registration starts at 12:30 pm)
Venue: 14th Floor, Alexandra House, 18 Chater Road, Central
The November 7th seminar will focus on a general SFC licensing and compliance update, covering a number of key areas including:
The November 28th seminar will focus on regulatory compliance updates for asset managers, covering a number of key areas including:
For information on how to attend, please contact Camay Lau at +852 2825 9426