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SFC licensing and compliance hints

Can overseas compliance officers handle online SFC submissions? The answer is yes. Since 23 November 2018, any person authorised by the board can submit corporate notifications… 獲取更多資訊

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1MDB saga: comparing the threshold for personal liability for company offences under HK and Malaysia’s securities law
2019年 09月 24日, 證券及期貨事務監察委員會 , 監管 , 投資基金, Newsletter, by Jack Hung, Goofy Chan

Background In December 2018, Malaysia charged three Goldman Sachs subsidiaries and two employees under section 179 of the Capital Markets and Services Act 2007 (CMSA) for their… 獲取更多資訊

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Mutual recognition of funds: SFC and FCA sign addendum in preparation for Brexit

On 12 September 2019, the Securities and Futures Commission (SFC) and the UK’s Financial Conduct Authority (FCA) published an addendum to the Memorandum of Understanding (MoU)… 獲取更多資訊

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Abolition of quota system of QFII/RQFII schemes

On 10 September 2019, the China’s State Administration of Foreign Exchange (SAFE) announced the abolition of the investment quota system under the qualified foreign institutional… 獲取更多資訊

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New requirements regarding investment in debt instruments with loss-absorption features by SFC authorised funds

On 6 September 2019 the Securities and Futures Commission (SFC) enhanced its Frequently Asked Questions on the Implementation and Transition Arrangements of the Code on Unit Trusts… 獲取更多資訊

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FATF reports on HK’s AML regime

The Financial Action Task Force (FATF) published the Mutual Evaluation Report of Hong Kong (Report) on 4 September 2019, assessing Hong Kong’s anti-money laundering and counter-financing… 獲取更多資訊

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Court considers meaning of “practical completion” in building contract
2019年 09月 06日, 建造, Newsletter, by Joseph Chung,

In University of Warwick v Balfour Beatty Group Ltd [2018] EWHC 3230 (TCC) England’s Technology and Construction Court had to determine whether the liquidated damages provisions… 獲取更多資訊

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Court considers time limits and conditions for leave to appeal arbitral award on a question of law
2019年 09月 06日, 建造, Newsletter, by Kwok Kit Cheung,

In Maeda Kensetsu Kogyo Kabushiki Kaisha v Bauer Hong Kong Ltd [2019] HKCFI 1427, the judge granted leave for the Defendant to appeal against her own decision to remit an arbitral… 獲取更多資訊

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Challenging arbitral awards on the ground of serious irregularities
2019年 09月 06日, 建造, Newsletter, by Kwok Kit Cheung,

In Maeda Kensetsu Kogyo Kabushiki Kaisha & Anor v Bauer Hong Kong Ltd [2019] HKCFI 1006 (see article above), the Plaintiffs also challenged several of the Arbitrator’s interim… 獲取更多資訊

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Challenging arbitral awards on questions of law
2019年 09月 06日, 建造, Newsletter, by Kwok Kit Cheung,

In Maeda Kensetsu Kogyo Kabushiki Kaisha & Anor v Bauer Hong Kong Ltd [2019] HKCFI 916,the Court of First Instance dealt with an appeal against an interim arbitral award on… 獲取更多資訊

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