Jane McBride hosts seminar at HSBC

Jane McBride, Head of the Licensing, Compliance and Regulatory Team, gave a seminar at HSBC’s headquarters in Hong Kong on Wednesday, 27 May. The goal was to help staff understand and start to prepare for the March 2016 roll-out of the new Hong Kong Professional Investor Regime. HSBC sought our expertise to understand the implications of this SFC regulatory development for the asset management industry. The seminar included a discussion on the conduct regulation and investor protection developments, both of which will impact HSBC’s operations.

The seminar was well attended by over 40 people, mainly from the legal, compliance, operations and sales teams, and included a lively Q&A session.