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What should be your action items for 2017?
This is our list of hot compliance action items for licensed companies:
New licensing forms for corporate applicants and licensees
Applications and notifications by licensed companies will need to be made using the new licensing forms after 1 February 2017. They are already available on the SFC’s website. If you are working on notifications or applications to be submitted after 1 February 2017, you should start working on the new forms now.
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