Increasing cross-border cooperation between the SFC and the CSRC

In a recent case the Court of First Instance affirmed the power of the Securities and Futures Commission (SFC) to assist and facilitate the China Securities Regulatory Commission (CSRC) in investigations, and to share the materials and intelligence obtained in its own investigations with the CSRC. The case highlights the increasing cross-border cooperation between the SFC and the CSRC and that documentary evidence in Hong Kong will be within the reach of the CSRC.

For further information, please see our article outlining the case and its implications: CFI upheld SFC’s search warrant and sharing of seized materials with the CSRC.

Key Contacts

Peter So

Partner | Litigation and Dispute Resolution

Email or call +852 2825 9247