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The Securities and Futures Commission (SFC) issued its consultation conclusions on the Fund Manager Code of Conduct (FMCC) 16 November 2017, agreeing to a twelve month transition period before the revised FMCC takes effect on 17 November 2018.
Changes to the Code of Conduct for Persons Licensed by or Registered with the SFC (Code of Conduct) dealing with point-of-sale transparency in relation to disclosure of monetary benefits and non-monetary benefits and ability of an intermediary to market itself as independent will take effect from 17 August 2018.
The SFC has issued a further consultation on the disclosure requirements applicable to discretionary accounts which will expire on 15 January 2018.
Points to note in respect of the revised FMCC
The consultation conclusions and FAQs issued by the SFC can be accessed here:
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