First concluded case on late disclosure of inside information

Alex Que and Rhoda Yung, capital markets partners, recently published an article looking at the implications of the first finding of breaches of the inside information disclosure requirements under the Securities and Futures Ordinance (SFO).

Featured in the Journal of The Hong Kong Institute of Chartered Secretaries, the article discussed the key takeaways from the first concluded case as well as reminding senior management of listed companies that it’s vital for them to ensure compliance with their obligations to timely disclose inside information to the public as required under the SFO.

Key Contacts

Alexander Que (Alex)

Partner | Corporate Finance

Email or call +852 2825 9770

Rhoda Yung

Partner | Corporate Finance

Email or call +852 2825 9624