News & Insights

How ready are you for the SFC’s routine inspection call?

A recent legal alert by Jane McBride and Rebecca Yip was recently featured on Hong Kong Lawyer’s website.

The article discussed how ready companies are for the SFC’s routine inspection call. Practical advice offered included communicating with the SFC proactively, getting senior management involved and holding an internal inspection as preparation.

Success Stories, News and Announcement

16 Feb 2015

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Investment Funds, Regulatory

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